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Cheri Kotlik

National Financial Services LLC

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About Cheri Kotlik

Cheri Kotlik is a financial advisor with over 13 years of experience in the financial services industry. Cheri currently works at National Financial Services LLC and Fidelity Brokerage Services LLC in Boston, Massachusetts. Cheri has previously worked at Fidelity Investments Institutional Services Company, Inc., State Street Research Investment Services, Inc. and Putnam Retail Management Limited Partnership. Cheri is a licensed Series 6, 7, 24, 63 and SIE representative and holds registrations in all 50 states, the District of Columbia and Puerto Rico.

Firm Information

Cheri Kotlik is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Cheri Kotlik’s Registration & Firm History

MA

12/16/2022 - Present

National Financial Services LLC (BOSTON MA)

MA

01/05/2015 - 02/14/2022

FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)

MA

10/03/2011 - 03/04/2015

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (BOSTON MA)

MA

09/07/2004 - 02/03/2005

STATE STREET RESEARCH INVESTMENT SERVICES, INC. (BOSTON MA)

MA

05/21/2002 - 07/08/2004

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)

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Licenses & Designations

BC

Issued 11/07/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/12/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/30/2011

Series 7 - General Securities Representative Examination

BC

Issued 05/20/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Cheri Kotlik.
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