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Cheri Deann Arthur

Cetera Advisors LLC

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About Cheri Deann Arthur

Cheri Deann Arthur is a financial professional with over 7 years of experience in the industry. Currently registered with Cetera Advisors LLC and Cetera Financial Specialists LLC, Cheri has held previous positions with FIRST ALLIED SECURITIES, INC., SUMMIT BROKERAGE SERVICES, INC., and DIRECTED SERVICES LLC. Cheri is licensed to provide investment advice and services in Iowa.

Firm Information

Cheri Arthur is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Cheri Arthur’s Registration & Firm History

IA

06/07/2018 - Present

Cetera Advisors LLC (WEST DES MOINES IA)

IA

06/07/2018 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (W Des Moines IA)

IA

06/07/2018 - 12/03/2019

SUMMIT BROKERAGE SERVICES, INC. (W Des Moines IA)

IA

10/22/2014 - 11/03/2014

DIRECTED SERVICES LLC (DES MOINES IA)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/07/2018

Series 99 - Operations Professional Examination

BC

Issued 10/22/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Cheri Deann Arthur. Review regulatory record here.
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