Unclaimed
Cheri Deann Arthur is a financial professional with over 7 years of experience in the industry. Currently registered with Cetera Advisors LLC and Cetera Financial Specialists LLC, Cheri has held previous positions with FIRST ALLIED SECURITIES, INC., SUMMIT BROKERAGE SERVICES, INC., and DIRECTED SERVICES LLC. Cheri is licensed to provide investment advice and services in Iowa.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
06/07/2018 - Present
Cetera Advisors LLC (WEST DES MOINES IA)
IA
06/07/2018 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (W Des Moines IA)
IA
06/07/2018 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (W Des Moines IA)
IA
10/22/2014 - 11/03/2014
DIRECTED SERVICES LLC (DES MOINES IA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2018
Series 99 - Operations Professional Examination
BC
Issued 10/22/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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