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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cheri? Claim Your ProfileCheri Christine Nelson is an investment advisor representative at Merrill Lynch, Pierce, Fenner & Smith Inc. Cheri has been in the industry since 1999 and has experience with a variety of firms, including Capital One Investing, LLC, 1st Global Capital Corp., and Wells Fargo Advisors, LLC. Cheri holds licenses for Series 4, 7, 9, 10, 24, 27, 63, and 66. Cheri is registered with the state of Texas and holds licenses to practice in 53 states and the District of Columbia. Cheri's specializations include portfolio management for individuals and businesses, as well as pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/01/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FLOWER MOUND TX)
TX
03/30/2017 - 06/12/2019
CAPITAL ONE INVESTING, LLC (Plano TX)
TX
08/28/2012 - 04/03/2015
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
TX
10/12/2009 - 08/10/2012
WELLS FARGO ADVISORS, LLC (DALLAS TX)
TX
06/14/2007 - 10/02/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
TX
05/09/2002 - 04/30/2007
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
NY
10/20/1998 - 05/07/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/04/1998 - 10/07/1998
NATIONSBANC MONTGOMERY SECURITIES LLC (NEW YORK NY)
NY
12/19/1996 - 03/20/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 08/07/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2017
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/03/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/28/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/24/2003
Series 4 - Registered Options Principal Examination
BC
Issued 09/12/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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