Unclaimed
Chenxi Zhao is a financial professional with a focus on securities and investment services. Chenxi Zhao is currently registered with Lument Securities, LLC and has been in the industry since January 9, 2021. Chenxi Zhao has passed the General Securities Representative Examination (Series 7TO) and the Securities Industry Essentials Examination (SIE). Chenxi Zhao was previously registered with Blackrock Investments, LLC. Chenxi Zhao's current role at Lument Securities, LLC is located in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/20/2023 - Present
Lument Securities, LLC (New York NY)
NJ
08/31/2020 - 05/10/2023
BLACKROCK INVESTMENTS, LLC (PRINCETON NJ)
BC
Issued 08/31/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/06/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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