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Chenxi Zhao

Lument Securities, LLC

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About Chenxi Zhao

Chenxi Zhao is a financial professional with a focus on securities and investment services. Chenxi Zhao is currently registered with Lument Securities, LLC and has been in the industry since January 9, 2021. Chenxi Zhao has passed the General Securities Representative Examination (Series 7TO) and the Securities Industry Essentials Examination (SIE). Chenxi Zhao was previously registered with Blackrock Investments, LLC. Chenxi Zhao's current role at Lument Securities, LLC is located in New York, NY.

Firm Information

Chenxi Zhao is currently registered with Lument Securities, LLC. Lument Securities, LLC is a Limited Liability Company formed in May 2010. The firm is registered with the SEC and in all 50 states, as well as in the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

43

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Chenxi Zhao’s Registration & Firm History

NY

09/20/2023 - Present

Lument Securities, LLC (New York NY)

NJ

08/31/2020 - 05/10/2023

BLACKROCK INVESTMENTS, LLC (PRINCETON NJ)

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Licenses & Designations

BC

Issued 08/31/2020

Series 7TO - General Securities Representative Examination

BC

Issued 01/06/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Chenxi Zhao.
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