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Chenxi Zhang

ING Financial Markets LLC

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About Chenxi Zhang

Chenxi Zhang is a financial professional who has been in the industry since 2012. Chenxi is currently registered with ING Financial Markets LLC and holds the Series 63, Series 7, Series 27, Series 99, and SIE licenses. Chenxi's registration is active in New York.

Firm Information

Chenxi Zhang is currently registered with ING Financial Markets LLC. ING Financial Markets LLC is a Limited Liability Company formed in November 1995 and is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been approved for SEC registration and has reported 10 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Chenxi Zhang’s Registration & Firm History

NY

08/28/2012 - Present

ING Financial Markets LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/25/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/17/2012

Series 27 - Financial and Operations Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/05/2016

Series 7 - General Securities Representative Examination

BC

Issued 08/27/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Chenxi Zhang.
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