Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chenpai? Claim Your ProfileChenpai David Lee is a financial professional with over 20 years of experience in the industry. Chenpai currently works at Interactive Brokers LLC. Chenpai has held previous positions at INTERACTIVE BROKERS CORP., ARCHIPELAGO SECURITIES L.L.C., WAVE SECURITIES, LLC, A. G. EDWARDS & SONS, INC., NATIONAL SECURITIES CORPORATION, TIMECAPITAL SECURITIES CORPORATION and GAINES, BERLAND INC. Chenpai is registered with FINRA and holds licenses including Series 4, Series 7, Series 24, Series 55, Series 57TO and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
11/18/2009 - Present
Interactive Brokers LLC (GREENWICH CT)
CA
05/28/2003 - 11/18/2009
INTERACTIVE BROKERS CORP. (LAKE FOREST CA)
IL
08/12/2002 - 10/18/2002
ARCHIPELAGO SECURITIES L.L.C. (CHICAGO IL)
IL
10/11/2001 - 08/12/2002
WAVE SECURITIES, LLC (CHICAGO IL)
MO
01/12/1998 - 09/14/1998
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
FL
03/24/1997 - 12/02/1997
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
NY
11/29/1996 - 03/24/1997
TIMECAPITAL SECURITIES CORPORATION (PORT JEFFERSON STATION NY)
NY
02/21/1996 - 11/25/1996
GAINES, BERLAND INC. (BETHPAGE NY)
BC
Issued 06/15/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/2008
Series 4 - Registered Options Principal Examination
BC
Issued 11/11/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/20/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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