Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cheng? Claim Your ProfileCheng Zhao is a financial professional with Capital One Securities, Inc. Cheng has been in the industry since November 2019 and holds the Series 79TO, Series 63 and SIE licenses. Cheng is registered to conduct business in 11 states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
VA
11/26/2019 - Present
Capital ONE Securities, Inc. (McLean VA)
BC
Issued 11/21/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/26/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/12/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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