Unclaimed
Cheng kai Run is a securities professional with over 10 years of experience in the financial services industry. Cheng kai currently works at Wedbush Securities Inc., a firm with over 140 licensed agents and over 500 registered representatives. Prior to joining Wedbush Securities, Cheng kai worked at J.P. MORGAN SECURITIES LLC, 280 SECURITIES LLC and BNY MELLON CAPITAL MARKETS, LLC. Cheng kai holds multiple securities licenses including Series 7, Series 57, Series 63, and Series 99TO. Cheng kai is registered to provide investment advice in New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
04/18/2022 - Present
Wedbush Securities Inc. (JERSEY CITY NJ)
NY
05/22/2020 - 04/13/2022
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
06/17/2019 - 09/19/2019
280 SECURITIES LLC (New York NY)
NY
08/16/2012 - 01/18/2019
BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)
BC
Issued 01/18/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2016
Series 57 - Securities Trader Exam
BC
Issued 08/15/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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