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Cheng kai Run

Wedbush Securities Inc.

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About Cheng kai Run

Cheng kai Run is a securities professional with over 10 years of experience in the financial services industry. Cheng kai currently works at Wedbush Securities Inc., a firm with over 140 licensed agents and over 500 registered representatives. Prior to joining Wedbush Securities, Cheng kai worked at J.P. MORGAN SECURITIES LLC, 280 SECURITIES LLC and BNY MELLON CAPITAL MARKETS, LLC. Cheng kai holds multiple securities licenses including Series 7, Series 57, Series 63, and Series 99TO. Cheng kai is registered to provide investment advice in New Jersey.

Firm Information

Cheng kai Run is currently registered with Wedbush Securities Inc.. Wedbush Securities Inc. is a corporation formed in 1966 and headquartered in Los Angeles, California. The firm provides financial planning, pension consulting, and educational seminars, in addition to portfolio management services for individuals, businesses, and other investment advisors. They operate in all 50 states and are registered with the SEC and all 52 state securities regulators. With over 500 registered representatives and approximately $1 billion - $10 billion in assets under management, Wedbush Securities Inc. is a well-established firm serving a diverse client base.
Wedbush Securities Inc.

ATTN: COMPLIANCE DEPT.

LOS ANGELES, CA 90017

$5.74B

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Cheng kai Run’s Registration & Firm History

NJ

04/18/2022 - Present

Wedbush Securities Inc. (JERSEY CITY NJ)

NY

05/22/2020 - 04/13/2022

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

06/17/2019 - 09/19/2019

280 SECURITIES LLC (New York NY)

NY

08/16/2012 - 01/18/2019

BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/18/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/23/2016

Series 57 - Securities Trader Exam

BC

Issued 08/15/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Cheng kai Run.
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