Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cheng-hsu? Claim Your ProfileCheng-hsu Chen is a registered representative with Bofa Securities, Inc. Cheng-hsu is based in the Palo Alto, CA office and has been in the industry for 1 year. Cheng-hsu Chen holds the Series 79TO, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
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2
CA
08/24/2021 - Present
Bofa Securities, Inc. (PALO ALTO CA)
BC
Issued 08/30/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/24/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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