Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chenbing? Claim Your ProfileChenbing Dai is a financial advisor with Charles Schwab & CO., Inc. Chenbing Dai has been a registered representative in the securities industry since December 2019. Chenbing Dai has also been a registered investment advisor since December 2020. Chenbing Dai holds Series 3, 4, 7TO, 9, 10, 63 and 66 securities licenses. Chenbing Dai also holds a SIE license. Chenbing Dai is licensed to provide securities and investment advisory services in 53 states and Puerto Rico. Chenbing Dai is located in Westlake, Texas and works out of the Charles Schwab & CO., Inc. branch office located at 3000 Schwab Way, Westlake, TX 76262. Chenbing Dai is affiliated with Charles Schwab & CO., Inc. which is a registered broker-dealer and investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
12/06/2019 - Present
Charles Schwab & CO., Inc. (Westlake TX)
BOTH
Issued 12/05/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/22/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2023
Series 4 - Registered Options Principal Examination
BC
Issued 08/24/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/12/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/02/2020
Series 3 - National Commodity Futures Examination
BC
Issued 12/06/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/10/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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