Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chen? Claim Your ProfileChen Xue Na is a financial professional with over 13 years of experience in the securities industry. Chen Xue Na is a Registered Representative and Principal of Stifel, Nicolaus & Company, Inc., a firm with a strong track record of providing investment services to individual and institutional clients. Chen Xue Na is licensed to provide investment advice in all 50 states and the District of Columbia. Chen Xue Na specializes in investment banking and has a comprehensive understanding of financial markets and products. Chen Xue Na holds the Series 7, 63, 24, 79TO, and SIE licenses. Chen Xue Na has a strong commitment to providing clients with personalized financial advice and strategies that meet their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/12/2010 - Present
Stifel, Nicolaus & Company, Inc. (NEW YORK NY)
NY
11/11/2009 - 08/10/2010
THOMAS WEISEL PARTNERS LLC (NEW YORK NY)
BC
Issued 11/19/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Chen Na is the right advisor for you? Invested Better is here to help.
