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Chen Lu

Jefferies LLC

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About Chen Lu

Chen Lu is a financial professional with over a decade of experience in the financial services industry. Chen has a strong background in securities, having held positions at Deutsche Bank Securities Inc., Barclays Capital Inc., and SG Americas Securities, LLC. Chen currently holds the Series 7 and Series 63 licenses and is registered with Jefferies LLC. Chen is a highly skilled and knowledgeable financial professional with a commitment to providing excellent service to clients.

Firm Information

Chen Lu is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Chen Lu’s Registration & Firm History

NY

01/04/2022 - Present

Jefferies LLC (NEW YORK NY)

NY

04/20/2015 - 11/22/2021

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

05/02/2013 - 12/10/2014

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

04/15/2011 - 05/01/2013

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/25/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/14/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Chen Lu.
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