Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chen? Claim Your ProfileChen Tien is a financial professional with over 12 years of experience in the securities industry. Chen has worked for several prominent financial institutions, including J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC, Goldman, Sachs & Co., Paine Webber Incorporated and Donaldson, Lufkin & Jenrette Securities Corporation. Chen currently holds a Series 7, Series 24 and Series 63 license and is a registered representative of Mizuho Securities USA LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/04/2015 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
06/07/2013 - 06/11/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
02/01/2011 - 02/16/2012
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
06/27/2007 - 12/31/2008
GOLDMAN, SACHS & CO. (NEW YORK NY)
NJ
03/30/2000 - 11/06/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NJ
11/18/1999 - 02/18/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 01/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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