Unclaimed
Chelsea Roerick is a financial professional associated with Northwestern Mutual Investment Services, LLC. Chelsea has been in the industry since February 3, 2022, and holds a Series 63 license, as well as the Series 6TO and SIE exams. Chelsea is registered in Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MN
02/04/2022 - Present
Northwestern Mutual Investment Services, LLC (MINNEAPOLIS MN)
BC
Issued 02/23/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/04/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/12/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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