Unclaimed
Chelsea Leeanne Pugh is a financial advisor with ADP Broker-Dealer, Inc. Chelsea has been in the financial services industry for over 1 year and is registered to provide investment advice in Arizona, California, Maryland, Minnesota, Missouri, Nevada, New York, and North Carolina. Chelsea has passed the Series 63, Series 6TO, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
06/03/2022 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
BC
Issued 06/10/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/23/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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