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Chelsea Ann Guthrie

Keefe, Bruyette & Woods, Inc.

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About Chelsea Ann Guthrie

Chelsea Guthrie is a financial advisor with Keefe, Bruyette & Woods, Inc. Chelsea has been in the securities industry since June 13, 2018. Chelsea is licensed to sell securities in 53 states and the District of Columbia. Chelsea is also registered with FINRA.

Firm Information

Chelsea Guthrie is currently registered with Keefe, Bruyette & Woods, Inc.. Keefe, Bruyette & Woods, Inc. is a Corporation, formed in 1962, that is registered in all 50 states and the District of Columbia, plus Puerto Rico. The firm has been approved by the SEC and has been involved in 17 Regulatory Events and 1 Bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Chelsea Guthrie’s Registration & Firm History

MO

08/15/2019 - Present

Keefe, Bruyette & Woods, Inc. (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 10/05/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/13/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Chelsea Ann Guthrie.
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