Unclaimed
Chee Tiong Johnson Ooi is a registered representative with Guggenheim Securities, LLC. Chee Tiong has been in the securities industry since March 24, 2024. Chee Tiong holds the Series 63, Series 86, Series 87 and SIE licenses and is registered in 20 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/25/2024 - Present
Guggenheim Securities, LLC (NEW YORK NY)
BC
Issued 04/01/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2024
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/20/2024
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 02/01/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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