Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chaz? Claim Your ProfileChaz Joseph Bergfeld is a financial advisor with Empower Financial Services, Inc., a firm based in Greenwood Village, CO. Chaz has been in the financial services industry since October 2021 and holds the Series 63, Series 6TO, and SIE licenses. Chaz is registered to provide investment advice in 31 states, including Arizona, Arkansas, California, Colorado, and many others. Prior to joining Empower Financial Services, Inc., Chaz was employed by PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
04/04/2022 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
IA
10/16/2021 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (DUBUQUE IA)
BC
Issued 09/16/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/03/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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