Unclaimed
Chauthy Monique Pham is a financial professional with over 20 years of experience in the industry. Chauthy is currently registered with Cetera Investment Advisers LLC, a firm with a strong focus on financial planning, pension consulting, and portfolio management for both individuals and businesses. Chauthy has a wide range of experience, having also worked at MML INVESTORS SERVICES, LLC and Cetera Advisor Networks LLC. Chauthy holds licenses in several states and has a strong record of providing excellent service to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (LOS ANGELES CA)
CA
03/03/1999 - 04/01/2013
MML INVESTORS SERVICES, LLC (LOS ANGELES CA)
IA
Issued 8/7/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/2/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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