Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chauncy? Claim Your ProfileChauncy Ann Smith is a financial professional registered with Fidelity Brokerage Services LLC. Chauncy Ann has been working in the financial industry since 2021. Chauncy Ann holds the Series 7TO, Series 63, Series 9, Series 10 and SIE licenses and is registered with the state of New Mexico and many others.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NM
07/20/2021 - Present
Fidelity Brokerage Services LLC (ALBUQUERQUE NM)
BC
Issued 08/31/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/20/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/13/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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