Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chauncey? Claim Your ProfileChauncey Sabastian Swiger is a registered representative with Equitable Distributors, LLC. Chauncey has been in the financial services industry since September 4, 2022. Chauncey is licensed to sell securities in North Carolina and Tennessee. Previously, Chauncey worked at PURSHE KAPLAN STERLING INVESTMENTS in Albany, NY and VANGUARD MARKETING CORPORATION in Charlotte, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
08/08/2023 - Present
Equitable Distributors, LLC (Charlotte NC)
NY
11/21/2022 - 06/28/2023
PURSHE KAPLAN STERLING INVESTMENTS (ALBANY NY)
NC
08/28/2020 - 12/22/2020
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BC
Issued 09/12/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/15/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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