Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chauncey? Claim Your ProfileChauncey Munger Pegram is a financial advisor with over 35 years of experience in the industry. Chauncey is currently registered with Stifel, Nicolaus & Company, Inc. He is a registered representative and investment advisor representative in North Carolina and Texas. Chauncey has previously worked with Wells Fargo Clearing Services, LLC, Citigroup Global Markets Inc., Lehman Brothers Inc., Thomson McKinnon Securities Inc., and Prudential-Bache Securities Inc. He holds several industry licenses and certifications, including Series 3, 7, 9, 10, 63, and 65. Chauncey specializes in providing financial planning, portfolio management, and investment advisory services for individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
10/02/2019 - Present
Stifel, Nicolaus & Company, Inc. (Greensboro NC)
NC
04/14/2003 - 10/09/2019
WELLS FARGO CLEARING SERVICES, LLC (GREENSBORO NC)
NY
07/31/1993 - 04/11/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/07/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
03/02/1988 - 07/08/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NA
10/09/1984 - 03/08/1988
PRUDENTIAL-BACHE SECURITIES INC.
IA
Issued 10/10/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/23/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/21/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1985
Series 3 - National Commodity Futures Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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