Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chau? Claim Your ProfileChau Lai is a financial professional with over 24 years of experience in the financial services industry. Chau is a registered representative of Park Avenue Securities LLC and has held this position since March 2002. Chau is licensed in 23 states. Chau has a strong background in providing financial planning and investment management services to individuals, families, businesses, and non-profit organizations. Chau holds the Certified Financial Planner designation and the Chartered Financial Consultant designation. Chau's focus is on helping clients achieve their financial goals through personalized financial plans and investment strategies. Chau's experience and commitment to client service make a valuable resource for individuals and families looking to manage their finances effectively.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
12/15/2009 - Present
Park Avenue Securities LLC (SAN DIEGO CA)
NY
08/27/1998 - 03/05/2002
MONY SECURITIES CORPORATION (NEW YORK NY)
IA
Issued 12/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/10/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/26/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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