Unclaimed
Chasty Laws Bailey is a registered representative and investment advisor representative with Fidelity Personal And Workplace Advisors. Chasty has been in the financial services industry since 2006 and has a broad range of experience working with individuals, high-net-worth individuals, corporations, and retirement plans. Chasty holds licenses for both securities and investment advisory services and is registered in all 50 states and the District of Columbia. Chasty specializes in financial planning, portfolio management, and educational seminars. Chasty works with clients to develop personalized financial plans and investment strategies that are designed to meet their individual needs and goals. Chasty is committed to providing her clients with exceptional service and support.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
04/06/2022 - Present
Fidelity Personal AND Workplace Advisors (LENOIR NC)
NC
08/07/2019 - 12/16/2021
WELLS FARGO CLEARING SERVICES, LLC (BOONE NC)
NC
04/25/2019 - 07/03/2019
FTB ADVISORS, INC. (Lenoir NC)
NJ
11/08/2016 - 07/06/2017
PRUCO SECURITIES, LLC. (NEWARK NJ)
NC
11/22/2014 - 03/18/2015
NATIONWIDE SECURITIES, LLC (LENOIR NC)
NC
02/06/2013 - 05/13/2014
FIRST CITIZENS INVESTOR SERVICES, INC. (WILKESBORO NC)
NC
06/06/2012 - 02/01/2013
ALLSTATE FINANCIAL SERVICES, LLC (LENOIR NC)
NC
03/14/2006 - 05/31/2012
FIRST CITIZENS INVESTOR SERVICES, INC. (RALEIGH NC)
BOTH
Issued 11/07/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/08/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/23/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/06/2017
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2011
Series 7 - General Securities Representative Examination
BC
Issued 03/13/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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