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Chasty Laws Bailey

Fidelity Personal AND Workplace Advisors

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About Chasty Laws Bailey

Chasty Laws Bailey is a registered representative and investment advisor representative with Fidelity Personal And Workplace Advisors. Chasty has been in the financial services industry since 2006 and has a broad range of experience working with individuals, high-net-worth individuals, corporations, and retirement plans. Chasty holds licenses for both securities and investment advisory services and is registered in all 50 states and the District of Columbia. Chasty specializes in financial planning, portfolio management, and educational seminars. Chasty works with clients to develop personalized financial plans and investment strategies that are designed to meet their individual needs and goals. Chasty is committed to providing her clients with exceptional service and support.

Firm Information

Chasty Bailey is currently registered with Fidelity Personal AND Workplace Advisors. Fidelity Personal and Workplace Advisors is a large financial services firm with a long history in the industry. They provide a variety of investment and financial planning services to individual and institutional clients, including individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and state or municipal governments. They are known for their comprehensive investment options, low fees, and extensive resources. Fidelity Personal and Workplace Advisors manages over $818 billion in assets for a diverse client base.
Fidelity Personal AND Workplace Advisors

245 SUMMER STREET, V2A

BOSTON, MA 02210

$818.78B

Assets Under Management

13,624

Total Clients

14,642

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Chasty Bailey’s Registration & Firm History

NC

04/06/2022 - Present

Fidelity Personal AND Workplace Advisors (LENOIR NC)

NC

08/07/2019 - 12/16/2021

WELLS FARGO CLEARING SERVICES, LLC (BOONE NC)

NC

04/25/2019 - 07/03/2019

FTB ADVISORS, INC. (Lenoir NC)

NJ

11/08/2016 - 07/06/2017

PRUCO SECURITIES, LLC. (NEWARK NJ)

NC

11/22/2014 - 03/18/2015

NATIONWIDE SECURITIES, LLC (LENOIR NC)

NC

02/06/2013 - 05/13/2014

FIRST CITIZENS INVESTOR SERVICES, INC. (WILKESBORO NC)

NC

06/06/2012 - 02/01/2013

ALLSTATE FINANCIAL SERVICES, LLC (LENOIR NC)

NC

03/14/2006 - 05/31/2012

FIRST CITIZENS INVESTOR SERVICES, INC. (RALEIGH NC)

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Licenses & Designations

BOTH

Issued 11/07/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/08/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/04/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 06/23/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/06/2017

SIE - Securities Industry Essentials Examination

BC

Issued 07/19/2011

Series 7 - General Securities Representative Examination

BC

Issued 03/13/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There is public disclosure for Chasty Laws Bailey. Review regulatory record here.
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