Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chasity? Claim Your ProfileChasity George Charles is an investment advisor representative with Wells Fargo Clearing Services, LLC based in Charlotte, NC. Chasity has been in the financial industry since 2007. Chasity is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 6, 7, 9, 10, 63, 65, and 66 licenses. Chasity specializes in providing investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals. Chasity has previously worked with Wells Fargo Advisors, LLC in The Woodlands, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
08/14/2013 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
TX
10/02/2007 - 08/08/2011
WELLS FARGO ADVISORS, LLC (THE WOODLANDS TX)
BOTH
Issued 10/03/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/14/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/05/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/28/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2013
Series 7 - General Securities Representative Examination
BC
Issued 10/01/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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