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Chase Evan Barnes

Northwestern Mutual Investment Services, LLC

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About Chase Evan Barnes

Chase Evan Barnes is a financial advisor with Northwestern Mutual Investment Services, LLC. Barnes is registered in nine states and has been in the industry since 2020. Chase has earned licenses in Series 6, 63, 26 and the SIE. Chase holds a Series 26 (Investment Company Products/Variable Contracts Principal Examination) license. Chase Barnes is located in Findlay, Ohio.

Firm Information

Chase Barnes is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Chase Barnes’s Registration & Firm History

OH

08/26/2020 - Present

Northwestern Mutual Investment Services, LLC (FINDLAY OH)

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Licenses & Designations

BC

Issued 01/29/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/19/2023

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 08/26/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/25/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Chase Evan Barnes.
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