Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chase? Claim Your ProfileChase Knickerbocker is a securities professional based in Minneapolis, MN and registered with Craig-Hallum Capital Group LLC. Chase has been in the securities industry since August 29, 2021. Chase is a Series 63, 7TO, 86 and 87 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
08/30/2021 - Present
Craig-Hallum Capital Group LLC (MINNEAPOLIS MN)
BC
Issued 09/23/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2022
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/01/2021
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/27/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/06/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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