Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chase? Claim Your ProfileChase Michael Vaseleou is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. based in Bozeman, Montana. Chase has been in the financial services industry since 2007 and is licensed in 53 states. Chase is a registered representative with FINRA, a Series 24 and Series 10 Principal. Chase holds Series 66 and Series 63 licenses, and has passed the SIE and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MT
10/21/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MISSOULA MT)
NY
12/02/2021 - 08/12/2022
PARK AVENUE SECURITIES LLC (NEW YORK NY)
UT
02/13/2015 - 11/16/2021
HORNOR, TOWNSEND & KENT, LLC (SALT LAKE CITY UT)
UT
07/11/2012 - 01/06/2015
MORGAN STANLEY (SOUTH JORDAN UT)
UT
01/03/2011 - 06/25/2012
WELLS FARGO ADVISORS, LLC (SALT LAKE CITY UT)
UT
04/15/2010 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SALT LAKE CITY UT)
UT
08/25/2006 - 02/08/2010
E*TRADE SECURITIES LLC (SANDY UT)
BOTH
Issued 10/4/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/16/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/31/2017
Series 24 - General Securities Principal Examination
BC
Issued 8/15/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 7/13/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/24/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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