Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chase? Claim Your ProfileChase Harkness is a financial advisor with Janney Montgomery Scott LLC. Chase has been in the financial services industry since 2007. Chase holds the Series 6, 7, 63, and 66 securities licenses. Chase is registered with the state of Kentucky and Ohio. Chase has also worked for Raymond James & Associates, Inc., Fidelity Brokerage Services LLC, and Fidelity Investments Institutional Services Company, Inc. Prior to joining Janney Montgomery Scott LLC, Chase was a financial advisor at Raymond James & Associates, Inc. for ten years. Chase provides financial advice to individuals, corporations, charitable organizations, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
OH
03/03/2022 - Present
Janney Montgomery Scott LLC (Cincinnati OH)
OH
02/09/2012 - 03/23/2022
RAYMOND JAMES & ASSOCIATES, INC. (CINCINNATI OH)
KY
01/25/2008 - 01/24/2012
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
KY
04/11/2007 - 10/29/2007
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (COVINGTON KY)
BOTH
Issued 04/23/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/19/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2008
Series 7 - General Securities Representative Examination
BC
Issued 04/10/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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