Unclaimed
Chase Duplantis is a financial advisor associated with Northwestern Mutual Investment Services, LLC. Chase is registered in Delaware, Kentucky, Louisiana, Oklahoma and Texas. Chase holds Series 6 and Series 63 licenses. Chase has been in the industry since January 2017 and has been with Northwestern Mutual Investment Services, LLC since January 2017. Chase provides financial advice to individuals, banking or thrift institutions and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
LA
01/09/2017 - Present
Northwestern Mutual Investment Services, LLC (LAFAYETTE LA)
BC
Issued 03/02/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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