Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chase? Claim Your ProfileChase Drake is an investment advisor representative with LPL Financial LLC. Chase has been in the financial services industry since 2015. Chase has registrations with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Chase has been registered with LPL Financial since 2021, and previously worked with Ameriprise Financial Services, Inc., MML Investors Services, LLC, MSI Financial Services, Inc., and BMO Harris Financial Advisors, Inc. Chase holds the Series 66, Series 7, and SIE securities licenses. Chase is registered with the State of Wisconsin and Texas, and is licensed to provide investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
03/24/2021 - Present
LPL Financial LLC (OREGON WI)
WI
01/21/2021 - 03/24/2021
BMO HARRIS FINANCIAL ADVISORS, INC. (MONONA WI)
WI
01/06/2020 - 01/07/2021
MML INVESTORS SERVICES, LLC (MADISON WI)
WI
10/29/2018 - 10/14/2019
AMERIPRISE FINANCIAL SERVICES, INC. (Madison WI)
WI
03/25/2017 - 10/26/2018
MML INVESTORS SERVICES, LLC (MIDDLETON WI)
WI
12/21/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (MIDDLETON WI)
BOTH
Issued 01/28/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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