Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chase? Claim Your ProfileChase Andrew Gauthier is a financial professional with Cetera Investment Advisers LLC, a firm with over 100,000 clients and $100 billion in assets under management. Chase specializes in providing financial planning, portfolio management, and pension consulting services to individuals, families, and businesses. Chase is a Certified Financial Planner and has been in the financial services industry since 2017. Chase is a registered representative of Cetera Investment Advisers LLC and is licensed in numerous states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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IL
07/11/2023 - Present
Cetera Investment Advisers LLC (VERNON HILLS IL)
CO
03/18/2022 - 07/06/2023
CETERA ADVISORS LLC (GREENWOOD VILLAGE CO)
IL
03/18/2022 - 07/06/2023
CETERA FINANCIAL SPECIALISTS LLC (SCHAUMBURG IL)
MN
03/18/2022 - 07/06/2023
CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)
CA
03/18/2022 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CO
02/06/2020 - 07/23/2021
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
07/19/2017 - 06/03/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
BC
Issued 8/10/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/19/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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