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Chase Allan Smith

Osaic Wealth, Inc.

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About Chase Allan Smith

Chase Allan Smith is an active investment advisor representative (IAR) in New York. Chase has been in the securities industry since 2011 and has experience with Osaic Wealth, Inc. and RBT Wealth LLC. Chase specializes in providing financial planning, pension consulting, educational seminars, and portfolio management services to individuals, businesses, and investment companies. Chase is also a registered representative with Securities America Advisors.

Firm Information

Chase Smith is currently registered with Osaic Wealth, Inc.. Osaic Wealth, Inc. is a corporation headquartered in Scottsdale, AZ. The firm has been approved and operates as an investment advisor, offering financial planning, pension consulting, and educational seminars. Osaic Wealth, Inc. manages assets for individuals, businesses, and charitable organizations, and participates in wrap fee programs.
Osaic Wealth, Inc.

18700 N. HAYDEN ROAD

SCOTTSDALE, AZ 85255

$94.56B

Assets Under Management

39,691

Total Clients

8,460

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Chase Smith’s Registration & Firm History

NY

06/14/2024 - Present

Osaic Wealth, Inc. (BEACON NY)

NY

08/22/2012 - 06/15/2017

LEBENTHAL & CO., LLC (New York NY)

NY

02/16/2011 - 07/02/2012

SMITH ASSET MANAGEMENT, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/31/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/15/2017

SIE - Securities Industry Essentials Examination

BC

Issued 02/14/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Chase Allan Smith.
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