Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chase? Claim Your ProfileChase Akira Nishida is a financial advisor with over 8 years of experience in the financial industry. Chase has been with Stifel, Nicolaus & Company, Inc. since January 2020, serving clients in Newport Beach, California. Previously, Chase was with Morgan Stanley and Westfield Investment Group, Inc. in California. Chase holds Series 66, 7 and SIE licenses and is also a Certified Financial Planner. Chase's professional experience and expertise in financial planning, investment advisory and portfolio management services provide clients with a comprehensive approach to achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/31/2020 - Present
Stifel, Nicolaus & Company, Inc. (NEWPORT BEACH CA)
CA
10/05/2018 - 01/21/2020
MORGAN STANLEY (SANTA ANA CA)
CA
03/26/2018 - 08/23/2018
WESTFIELD INVESTMENT GROUP, INC. (CITY OF INDUSTRY CA)
BOTH
Issued 07/02/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/23/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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