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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charmin? Claim Your ProfileCharmin Wu is a financial advisor with over 19 years of experience in the industry. Charmin is currently registered with Avantax Advisory Services in Newport Beach, California. Charmin is also registered with the state of California as a Registered Investment Advisor. Charmin is a Series 66, Series 7 and Series 31 licensed professional. Charmin has also passed the Securities Industry Essentials Examination. Prior to joining Avantax Advisory Services, Charmin was employed by several other firms including Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Ameriprise Financial Services, Inc. and IDS Life Insurance Company. Charmin's previous roles have given her a well-rounded background in the financial services industry and a strong understanding of different investment strategies. Charmin specializes in providing financial planning, portfolio management, and retirement planning services to individuals, businesses, and families. Charmin also offers insurance services through her affiliations with Anthem BlueCross, Covered California, and HD Vest Insurance Agency, LLC. Charmin's commitment to her clients is to provide personalized financial advice and strategies that are tailored to their unique needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
CA
03/21/2012 - Present
Avantax Advisory Services (NEWPORT BEACH CA)
CA
06/01/2009 - 03/20/2012
MORGAN STANLEY SMITH BARNEY (IRVINE CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (IRVINE CA)
CA
03/03/2006 - 04/02/2007
MORGAN STANLEY DW INC. (NEWPORT BEACH CA)
MN
04/10/2003 - 03/09/2006
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
04/10/2003 - 03/09/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 04/23/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 04/09/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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