Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charmaine? Claim Your ProfileCharmaine Ollie Dionne is a financial advisor at Wells Fargo Clearing Services, LLC. Charmaine has been working in the financial industry since 2009. Charmaine has been registered with Wells Fargo Clearing Services, LLC since 2020. Prior to that, Charmaine was a registered representative with J.P. Morgan Securities LLC and Chase Investment Services Corp. Charmaine has a Series 7, 6, 63 and 66 license. Charmaine is registered to provide investment advice in 40 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
11/13/2020 - Present
Wells Fargo Clearing Services, LLC (HOUSTON TX)
TX
10/01/2012 - 07/24/2014
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
TX
10/05/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
BOTH
Issued 11/13/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/14/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2011
Series 7 - General Securities Representative Examination
BC
Issued 10/01/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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