Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charmain? Claim Your ProfileCharmain Diane Valencia is a licensed and registered securities professional. Charmain is currently employed by Charles Schwab & CO., Inc. in San Francisco, CA. Charmain previously worked for TD Ameritrade, Inc. in San Diego, CA. Charmain has a combined total of 2 exams: 1 state exam and 2 product exams. These include the Series 63, SIE, and Series 7. Charmain is a registered representative in the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CA
08/11/2022 - Present
Charles Schwab & CO., Inc. (San Francisco CA)
CA
12/17/2015 - 08/30/2022
TD AMERITRADE, INC. (SAN DIEGO CA)
BC
Issued 03/04/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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