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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charlton? Claim Your ProfileCharlton Simons is a financial advisor with over 35 years of experience in the industry. Charlton currently works at LPL Financial LLC. Charlton has a variety of designations including Chartered Financial Consultant. Charlton holds Series 6, 7, 22, 24, 63 and 65 licenses, and is registered in Arizona, California, Colorado, Minnesota, Nevada, Oregon, Texas, Utah and Virginia. Charlton is registered as both a Broker/Dealer and Investment Advisor. Charlton works with high-net-worth individuals, individuals other than high-net-worth, charitable organizations, pension and profit-sharing plans, corporations or other businesses, and state or municipal government entities. Charlton provides a variety of services to clients including financial planning, portfolio management for individuals and businesses, pension consulting, selection of other advisors, and educational seminars. Charlton is also registered with other firms including OSAIC WEALTH, INC. and SAGEPOINT FINANCIAL, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NV
07/11/2024 - Present
LPL Financial LLC (LAS VEGAS NV)
NV
09/01/2023 - 07/15/2024
OSAIC WEALTH, INC. (LAS VEGAS NV)
NV
04/30/2018 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (LAS VEGAS NV)
NV
10/04/2002 - 05/25/2018
LPL FINANCIAL LLC (LAS VEGAS NV)
WI
06/09/1999 - 10/17/2002
INVEST FINANCIAL CORPORATION (APPLETON WI)
GA
07/11/1995 - 06/08/1999
FSC SECURITIES CORPORATION (ATLANTA GA)
MN
04/21/1994 - 07/18/1995
COMPULIFE INVESTOR SERVICES, INC. (ST. CLOUD MN)
CA
07/08/1992 - 07/27/1994
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
05/02/1990 - 10/02/1991
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MA
04/25/1990 - 10/02/1991
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NA
12/07/1987 - 04/25/1990
UR FINANCIAL, INC.
IA
Issued 05/15/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/09/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
BC
Issued 05/13/1988
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/04/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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