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Charlotte Sophie Levavasseur

Tower Principal Markets LLC

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About Charlotte Sophie Levavasseur

Charlotte Levavasseur is a registered representative with Tower Principal Markets LLC and a registered representative with TRC Markets LLC. Charlotte has been in the industry since November 2019 and holds the Series 57TO and SIE exams.

Firm Information

Charlotte Levavasseur is currently registered with Tower Principal Markets LLC. Tower Principal Markets LLC is a Limited Liability Company formed in South Carolina on February 24, 2022. The firm is registered with the Securities and Exchange Commission and the state of South Carolina.

Not reported

Assets Under Management

Not reported

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Charlotte Levavasseur’s Registration & Firm History

NY

07/21/2023 - Present

Tower Principal Markets LLC (New York NY)

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Licenses & Designations

BC

Issued 11/04/2019

SIE - Securities Industry Essentials Examination

BC

Issued 11/04/2019

Series 57TO - Securities Trader Exam

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Charlotte Sophie Levavasseur.
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