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Charlotte Pace

Forefront

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About Charlotte Pace

Charlotte Pace is a financial advisor with Forefront. Charlotte has been in the industry since 1998. Charlotte has a Series 7, Series 63, and Series 65 license and is registered to provide investment advice in Indiana, Texas, and Washington. Charlotte is also registered with FINRA and the SEC. Charlotte's specializations include investment advisory services, financial planning, educational seminars, and selection of other advisors. Charlotte is also a poll worker for Fair Fight Action in Atlanta. Charlotte previously worked for Cetera Investment Advisors LLC, Calton & Associates, Inc., and Cetera Advisor Networks LLC.

Firm Information

Charlotte Pace is currently registered with Forefront. Forefront is a Registered Investment Adviser (RIA) based in Austin, TX, with $118,199,573 in regulatory assets under management. The firm provides financial planning, educational seminars, selection of other advisers, and portfolio management for individuals and businesses. Forefront has 660 client accounts, with 191 individual clients other than high-net-worth, and 65 high-net-worth individuals.
Forefront

7500 RIALTO BLVD, BLDG 1 SUITE 250

AUSTIN, TX 78735

$118.20M

Assets Under Management

10

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Referral fees and revenue share for referrals to third parties

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Charlotte Pace’s Registration & Firm History

TX

12/09/2024 - Present

Forefront (Austin TX)

TX

08/08/2000 - 04/24/2002

LUCIEN, STIRLING & GRAY FINANCIAL CORPORATION (AUSTIN TX)

NY

11/06/1998 - 09/15/2000

AXA ADVISORS, LLC (NEW YORK NY)

NY

11/06/1998 - 01/05/2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

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Licenses & Designations

IA

Issued 10/29/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/24/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/04/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Charlotte Pace.
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