Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charlotte? Claim Your ProfileCharlotte Michelle Jones is a financial advisor at LPL Financial LLC with over 20 years of experience in the industry. Charlotte is registered with FINRA and has a Series 7, Series 63 and SIE license. Charlotte is a well-respected professional with experience working with a wide variety of clients, including high net worth individuals, corporations, and institutions. Charlotte is dedicated to helping her clients achieve their financial goals and providing them with the personalized service they deserve.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
06/19/2014 - Present
LPL Financial LLC (FORT MILL SC)
NC
03/18/2013 - 04/30/2013
KALOS CAPITAL, INC. (BELMONT NC)
NC
02/08/2011 - 06/14/2012
LPL FINANCIAL LLC (CHARLOTTE NC)
NC
10/23/2009 - 10/28/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
01/29/2001 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
BC
Issued 02/12/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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