Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charlotte? Claim Your ProfileCharlotte Marie MacKelvey is a financial professional with over 26 years of experience in the securities industry. Charlotte is currently registered with Principal Securities, Inc., in Bakersfield, CA. Prior to joining Principal Securities, Inc., Charlotte was employed by ING Financial Partners, Inc., InterSecurities, Inc., Associated Securities Corp., and Walnut Street Securities, Inc. Charlotte holds several securities licenses, including Series 6, Series 26, and Series 63. Charlotte specializes in a range of financial services, including portfolio management for individuals and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
CA
05/21/2010 - Present
Principal Securities, Inc. (BAKERSFIELD CA)
CA
08/27/2009 - 05/21/2010
ING FINANCIAL PARTNERS, INC. (BAKERSFIELD CA)
CA
04/11/2002 - 09/09/2009
INTERSECURITIES, INC. (BAKERSFIELD CA)
MA
03/01/2000 - 04/16/2002
ASSOCIATED SECURITIES CORP. (BOSTON MA)
CA
11/29/1996 - 03/08/2000
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
BC
Issued 11/14/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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