Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charlotte? Claim Your ProfileCharlotte Krischik Prow is a financial advisor who has been in the industry since 1983. Currently, Charlotte is registered with Morgan Stanley and has been with them since 2009. Prior to working at Morgan Stanley, Charlotte has been with several other firms such as Citigroup Global Markets Inc., Lehman Brothers Inc. and Dain, Bosworth Incorporated. Charlotte holds Series 7 and Series 63 licenses and the SIE exam. Charlotte is registered with the Securities Investor Protection Corporation (SIPC) and currently provides services in Washington and several other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
WA
06/01/2009 - Present
Morgan Stanley (Bellevue WA)
WA
03/22/1994 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BELLEVUE WA)
NY
06/02/1986 - 05/22/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
06/22/1983 - 12/22/1986
DAIN, BOSWORTH INCORPORATED
NA
06/04/1984 - 07/01/1986
PRUDENTIAL-BACHE SECURITIES INC.
NA
04/23/1986 - 06/04/1986
FOSTER & MARSHALL INC.
BC
Issued 01/25/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Charlotte Prow is the right advisor for you? Invested Better is here to help.
