Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charlotte? Claim Your ProfileCharlotte Teruya-westcott is an investment advisor representative with The Retirement Planning Group, LLC, based in Leawood, Kansas. Charlotte has been in the industry since 2014 and holds Series 6, 63, and 65 licenses. Charlotte specializes in providing financial planning, portfolio management for individuals, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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HI
05/28/2024 - Present
THE Retirement Planning Group, LLC (HONOLULU HI)
HI
05/21/2014 - 12/07/2023
LEE FINANCIAL SECURITIES, INC. (HONOLULU HI)
BC
Issued 06/04/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/15/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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