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Charlotte James Ghazarian

Thrivent Investment Management Inc.

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About Charlotte James Ghazarian

Charlotte Ghazarian is an investment advisor representative with Thrivent Investment Management Inc. Charlotte has been in the industry since November 9, 1989. Charlotte is registered with the following states: Arizona, Florida, Georgia, Illinois, Indiana, Michigan, Texas, and Wisconsin. Charlotte also holds the Series 6, Series 7, Series 22, Series 63, and Series 65 licenses. Charlotte has the Chartered Financial Consultant designation.

Firm Information

Charlotte Ghazarian is currently registered with Thrivent Investment Management Inc.. Thrivent Investment Management Inc., founded in 1986, is a corporation headquartered in Minneapolis, Minnesota. The firm provides financial planning and portfolio management services for individuals, corporations, and other entities, including churches and non-profit organizations. Thrivent is registered with the SEC and in all 50 states.
Thrivent Investment Management Inc.

600 PORTLAND AVENUE SOUTH

MINNEAPOLIS, MN 55415

$14.81B

Assets Under Management

56,805

Total Clients

3,242

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Charlotte Ghazarian’s Registration & Firm History

WI

07/01/2002 - Present

Thrivent Investment Management Inc. (GLENDALE WI)

MN

01/02/1990 - 07/01/2002

LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)

NJ

11/10/1989 - 01/25/1990

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

11/10/1989 - 01/25/1990

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

IA

Issued 07/09/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/21/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/22/2001

Series 7 - General Securities Representative Examination

BC

Issued 12/12/1992

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 11/09/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Charlotte James Ghazarian.
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