Unclaimed
Charlotte Buttler Chance has been in the financial services industry since May 2003. Charlotte currently is registered with Farmers Financial Solutions, LLC, and is licensed in Tennessee. Charlotte has a Series 6 and Series 63 license and has passed the Securities Industry Essentials Examination (SIE). Previously, Charlotte was registered with First Tennessee Brokerage, Inc. in Knoxville, Tennessee and MML Investors Services, Inc. in Springfield, Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
02/11/2013 - Present
Farmers Financial Solutions, LLC (MARYVILLE TN)
TN
02/23/2004 - 11/19/2010
FIRST TENNESSEE BROKERAGE, INC. (KNOXVILLE TN)
MA
09/02/1999 - 08/27/2002
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 02/25/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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