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Charlotte Behm McLaughlin

PNC Capital Markets LLC

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About Charlotte Behm McLaughlin

Charlotte McLaughlin is a financial professional with over 25 years of experience in the financial services industry. Charlotte currently works for PNC Capital Markets LLC in Pittsburgh, PA. Charlotte has a broad range of experience, having previously worked for PNC FIG Advisory, INC., and NatCity Investments, INC. Charlotte is registered in 51 states and holds a number of licenses and designations, including Series 7, Series 24, Series 4, Series 53, Series 63, and Series 79TO. Charlotte is dedicated to providing her clients with personalized financial advice and guidance.

Firm Information

Charlotte McLaughlin is currently registered with PNC Capital Markets LLC. PNC Capital Markets LLC is a Limited Liability Company formed in December 2005. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. PNC Capital Markets LLC has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

489

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Charlotte McLaughlin’s Registration & Firm History

PA

05/22/1997 - Present

PNC Capital Markets LLC (PITTSBURGH PA)

PA

04/16/2019 - 02/25/2020

PNC FIG ADVISORY, INC. (ALLENTOWN PA)

OH

01/02/2009 - 02/22/2010

NATCITY INVESTMENTS, INC. (CLEVELAND OH)

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Licenses & Designations

BC

Issued 05/23/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/13/2002

Series 53 - Municipal Securities Principal Examination

BC

Issued 07/01/2000

Series 4 - Registered Options Principal Examination

BC

Issued 09/16/1997

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/19/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Charlotte Behm McLaughlin.
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