Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charlotte? Claim Your ProfileCharlotte Baker Koberg is a financial professional with over 20 years of experience in the industry. Charlotte is currently a registered representative with Janney Montgomery Scott LLC, a firm with over $85 billion in assets under management. Prior to joining Janney Montgomery Scott LLC, Charlotte has also worked at other well-known firms such as Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, Credit Suisse First Boston LLC and Donaldson, Lufkin & Jenrette Securities Corporation. Charlotte holds Series 63, Series 7 and SIE licenses. Charlotte's specializations include investments, financial planning, retirement planning and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
05/11/2009 - Present
Janney Montgomery Scott LLC (BRYN MAWR PA)
PA
02/21/2006 - 05/15/2009
CITIGROUP GLOBAL MARKETS INC. (BRYN MAWR PA)
MD
09/29/2005 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
01/17/2003 - 04/30/2004
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NJ
12/08/1999 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 02/25/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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