Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charlotte? Claim Your ProfileCharlotte McConnell is a financial advisor with over 25 years of experience in the financial services industry. Charlotte is currently registered with Raymond James Financial Services Advisors, Inc. and has previously worked for CETERA INVESTMENT SERVICES LLC, THE O.N. EQUITY SALES COMPANY, JOHN G. KINNARD AND COMPANY, INCORPORATED, SUMMITVIEW CAPITAL, INC., KEMPER SECURITIES GROUP, INC. and BOETTCHER & COMPANY, INC. Charlotte has a strong track record of providing personalized financial advice to individuals, families, and businesses. Charlotte specializes in financial planning, portfolio management, and retirement planning. Charlotte is committed to providing her clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CO
11/19/2015 - Present
Raymond James Financial Services Advisors, Inc. (FORT COLLINS CO)
CO
10/12/2012 - 11/10/2015
CETERA INVESTMENT SERVICES LLC (FORT COLLINS CO)
CO
04/22/2005 - 08/15/2012
THE O.N. EQUITY SALES COMPANY (FT. COLLINS CO)
NA
04/26/1993 - 06/08/1994
JOHN G. KINNARD AND COMPANY, INCORPORATED
NA
11/02/1992 - 05/04/1993
SUMMITVIEW CAPITAL, INC.
NA
09/04/1990 - 05/30/1991
KEMPER SECURITIES GROUP, INC.
NA
07/20/1983 - 09/04/1990
BOETTCHER & COMPANY, INC.
BOTH
Issued 02/15/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/18/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/28/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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