Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charlotte? Claim Your ProfileCharlotte Ann Sloan is a financial professional with over 30 years of experience in the financial services industry. Charlotte is currently registered with Equitable Advisors, LLC as a Registered Representative and Investment Advisor Representative. Charlotte previously worked with The Equitable Life Assurance Society of the United States in New York, NY. Charlotte holds Series 6, 7, 24, 26, 63, and 65 licenses and has earned the Chartered Financial Consultant designation. Charlotte is also licensed to sell securities in Alabama, Arizona, California, Colorado, Connecticut, Florida, Hawaii, Idaho, Illinois, Missouri, Nevada, New Mexico, Oregon, Texas, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
01/22/2009 - Present
Equitable Advisors, LLC (FOLSOM CA)
NY
09/13/1985 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 04/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/18/2000
Series 24 - General Securities Principal Examination
BC
Issued 12/24/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/1999
Series 7 - General Securities Representative Examination
BC
Issued 09/12/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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